Specifically, this ETF Alert addresses the following topics: This ETF Alert provides a more in-depth discussion of the Rule, the related disclosure amendments (Disclosure Amendments), and an SEC exemptive order granting relief under the Securities Exchange Act of 1934 (1934 Act) relating to ETFs (1934 Act Order). 2 We also conducted a webcast discussing the Rule that can be accessed here. Immediately after the Rule adoption, Stradley Ronon issued an ETF Alert with a high-level overview of the Rule. Securities and Exchange Commission (the SEC) adopted new Rule 6c-11 (the Rule) under the Investment Company Act of 1940 (1940 Act) to provide exchange-traded funds (ETFs) with the regulatory exemptions necessary to permit their operations.
0 kommentar(er)
